Twelve online courses with video scenarios and testing, tailored to fund managers, advisory firms and their staff. Ten are CPD assessed by the CPD Certification Service. From £120 per person per year for every course.
Fundsure has developed a series of dynamic, interactive courses for directors and employees of financial services firms, designed to align with FCA expectations for continuing professional development. They are tailored to investment managers, fund managers, placement agents, prime brokers and advisory firms, with video scenarios and specific examples.
Available as a standalone offer or as part of a retained package with the Fundsure Portal. Training is powered by SMM Consulting and licensed to Fundsure.
Industry-specific scenarios and examples, not generic e-learning.
A short test and a named completion certificate to evidence learning.
Ten of the twelve courses are CPD assessed by the CPD Certification Service.
Updated regularly as the rules change, so your training never goes stale.
Ten of our twelve courses are CPD assessed by the CPD Certification Service. Every course carries a named completion certificate.
Access to all twelve courses on an as-much-as-you-can-eat basis. No per-course fees.
Every course uses video scenarios and ends with a short test and a named certificate. Ten of the twelve are also CPD assessed by the CPD Certification Service.
For all staff. Recognise and respond to money laundering and terrorist financing risks. Aligned to JMLSG and FCA guidance, including Annex 1 firm requirements: AML/CTF concepts, customer due diligence, suspicious activity reporting and compliance responsibilities.
CPD assessedFor all staff in FCA-regulated firms. Comply with the FCA Conduct Rules under SMCR (COCON): ethical behaviour, treating clients fairly, managing conflicts and reporting obligations.
CPD assessedEnsure compliant market conduct under MAR, COBS and SYSC: preventing market abuse, client fairness, financial promotions and reporting obligations.
CPD assessedIdentify, prevent and report bribery and corruption. Aligned to the UK Bribery Act 2010 and FCA expectations: legal frameworks, red flags, due diligence, reporting and compliance culture.
CPD assessedCreate compliant financial promotions under COBS 4 and SUP 12: promotion requirements, common pitfalls, client fairness and how to report non-compliance.
CPD assessedUnderstand and prevent cyber risks such as hacking and data leaks, explained in plain terms: spotting threats, protecting sensitive information and meeting FCA guidance (SYSC, PRIN).
CPD assessedFor SMF holders. Navigate your responsibilities under SMCR: the Senior Managers Regime, Duty of Responsibility, oversight of the Certification Regime, Conduct Rules and governance, with practical decision-making.
CPD assessedFor board members and senior executives. Statutory duties, risk oversight, board governance, stakeholder engagement and liability risks, aligned to the Companies Act 2006 and OECD principles.
CPD assessedUnderstand and comply with financial sanctions across the UK (OFSI), EU, UN and US (OFAC) regimes: screening, prohibited dealings, licensing, breach reporting and the consequences of getting it wrong.
Test and certificateFor SMF16/17 holders and experienced compliance officers. Advanced oversight across SYSC, SMCR, the MLRs, the Bribery Act and MAR: risk-based systems, due diligence, conduct risk, governance and compliance culture.
CPD assessedIdentify, prevent and report the facilitation of tax evasion. Aligned to the Criminal Finances Act 2017, ECCTA 2023 and FCA expectations (SYSC): techniques, red flags, due diligence and reporting.
Test and certificateUnderstand, identify and prevent non-financial misconduct. Covers the FCA's CP25/18 rules extending the Conduct Rules (COCON) to non-banks, effective 1 September 2026.
CPD assessedRequest a demo of our twelve industry-specific training courses, or add them to a compliance retainer.
