Training Courses

Fundsure have developed a series of dynamic, interactive and bespoke training courses for directors and employees working in financial service firms which are designed to align with FCA expectations for continuing professional development. Our courses are specifically designed and tailored for investment management firms and fund managers and those working in ancillary types of firms such as placement agencies, prime brokers and advisory firms. Each course offers a named completion certificate following a short test at the end.

We can provide training courses as a standalone offer or as part of a retained package with Fundsure Portal.

Our courses are extraordinary value for money at £120 per person per annum for ‘as much as you can eat’. Most firms provide AML and Conduct Rules to all staff.

Currently being CPD assessed

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Currently being CPD assessed 〰️

Anti-Money Laundering

This course equips all employees - whether in client-facing, administrative, or support roles—with the knowledge to recognize and respond to money laundering and terrorist financing risks. Aligned with JMLSG and FCA guidelines, including Annex 1 firm requirements, it covers key AML/CTF concepts, customer due diligence (CDD), suspicious activity reporting, and compliance responsibilities.

Conduct Rules

This course equips all employees in FCA-regulated financial services firms with practical knowledge to comply with the FCA’s Conduct Rules under SMCR (COCON). It covers ethical behaviour, client fairness, conflict management, and reporting obligations, ensuring market integrity and client protection. 

Market Conduct

This course equips all employees in FCA-regulated financial services firms with practical knowledge to ensure compliant market conduct. Aligned with FCA rules (MAR, COBS, SYSC), it covers market abuse prevention, client fairness, financial promotions, and reporting obligations.

Anti-Bribery and Corruption

This course equips all employees in financial services firms with comprehensive knowledge to identify, prevent, and report bribery and corruption risks. Aligned with the UK Bribery Act 2010 and FCA expectations, it covers legal frameworks, bribery techniques, red flags, due diligence, reporting, and compliance culture.  

Financial Promotions

This course equips all employees in FCA-regulated financial services firms with practical knowledge to ensure compliant financial promotions. Aligned with FCA rules (COBS 4, SUP 12), it covers promotion requirements, common pitfalls, client fairness, and reporting non-compliance.

Cybersecurity

This course helps all employees in FCA-regulated financial services firms understand and prevent cybersecurity risks, like hacking or data leaks, that can harm clients and the firm. Even if you’ve never heard of FCA rules, this course explains everything in simple terms, teaching you how to spot threats, protect sensitive information, and follow FCA guidelines (SYSC, PRIN).

Senior Managers and Certification Regime

This course equips SMF holders with the expertise to navigate their responsibilities under the SMCR, react effectively to challenging situations, and promote exemplary conduct. Aligned with FCA and PRA guidelines, it covers the SMR, Duty of Responsibility, oversight of the Certification Regime, Conduct Rules, and governance obligations, with a focus on practical decision-making and cultural leadership.

Board of Directors: Duties, Responsibilities, Liabilities

This course equips board members and senior executives with advanced technical knowledge to fulfil their duties, manage governance, and mitigate liabilities. Aligned with global corporate governance standards (e.g., UK Companies Act 2006, OECD Principles), it covers statutory duties, risk oversight, board governance, stakeholder engagement, and liability risks. 

Sanctions

TBC

Training powered by SMM Consulting FZ LLC and licenced to Fundsure Limited

Compliance Officers

This course equips SMF16/17 holders and experienced compliance officers with advanced technical knowledge to oversee compliance in FCA-regulated financial services firms. Aligned with FCA expectations (e.g., SYSC, SMCR, MLRs, UK Bribery Act, MAR), it covers regulatory frameworks, risk-based systems, due diligence, conduct risk, governance, and compliance culture. 

Anti-Tax Evasion Awareness

This course equips all employees in financial services firms with the knowledge to identify, prevent, and report tax evasion risks. Aligned with the UK Criminal Finances Act 2017, Economic Crime and Corporate Transparency Act 2023, Finance Act 2025, and FCA expectations (SYSC), it covers tax evasion techniques, legal frameworks, red flags, due diligence, and reporting.