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About Fundsure

Regulatory specialists for regulated firms

We advise fund managers and a broad range of FCA-regulated and MLR-registered firms, bringing over 35 collective years inside regulated businesses, from global banks to new fund launches.

Who we are

A small firm with deep experience

Fundsure are regulatory specialists who advise primarily fund management and associated companies, alongside advisory firms, lenders and Annex 1 businesses. Although a small, family-run firm, we have over 35 collective years working in FCA-regulated firms, from big banks to new fund launches.

We advise on all aspects of compliance and provide high-level COO-type advisory services covering legal, HR, finance, strategy, marketing, risk management and governance. We also project-manage fund launches and are registered with HMRC for company formation services as an authorised ACSP.

Authorised ACSP

AP003554, registered with Companies House.

HMRC AML supervised

Registered as a TCSP with HMRC under the MLRs.

APCC member

Association of Professional Compliance Consultants.

Cyber Essentials

Government-backed cyber security certification.

Meet the team

The people behind Fundsure

A family business, supported by a network of experienced professionals working across projects as sub-contractors.

Steve Middleton
Steve Middleton
Founder
MBA, MA, PGDip, MIoD, FRSA

Over 28 years in financial services, the UK Ministry of Defence and the charities sector. Currently a Non-Executive Director and Audit Chair of an AIM-listed stockbroker, and a Compliance Officer and MLRO (SMF16/17) for firms in the UK. Formerly Chief Administration Officer of Global Markets UK and COO of BNP Paribas UK Ltd, where he held six UK and Ireland directorships and spent over 20 years in regulatory structuring and legal roles.

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Esme Middleton
Esme Middleton
Associate
CMDA, Henley Business School

A degree apprentice at Fundsure, responsible for business development, administration and compliance support.

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Regulated, supervised and accredited

APCC member
CPD Certification Service member
Cyber Essentials certified
Authorised ACSP AP003554
HMRC AML supervised
ICO registered

Leave the regulatory aspects to us

Book a free 30-minute consultation to discuss your authorisation, fund launch or ongoing compliance. No obligation, just expert guidance.