We project-manage FCA Part 4A applications and Annex 1 registrations end to end, mapping your permissions and driving a fast, successful outcome.
If you carry out a regulated activity in the UK, you need the right FCA permission or MLR registration first. We handle the whole process.
Small or full-scope AIFMs launching a fund and needing Part 4A permissions.
Placement agents, corporate finance and advisory firms needing MiFID permissions.
B2B lending, bridging and other firms requiring FCA Annex 1 registration under the MLRs.
Any UK business that needs to become FCA authorised or MLR registered to trade.
We treat your application as a project with a clear plan, owners and timeline, not an open-ended exercise.
We map exactly which regulated activities and permissions you need, and the right route: Part 4A or Annex 1.
Regulatory business plan, financial projections, compliance policies, and the programme of operations.
Senior Managers and Certification Regime applications and Fit and Proper assessments for your key individuals.
We submit via Connect, handle the FCA's questions, and drive the case to a successful, timely outcome.
Whether you are a business lender, placement agent, advisory firm or full-scope AIFM, with or without MiFID permissions, we can help you prepare and submit the right application.
Book a free 30-minute consultation to discuss your authorisation, fund launch or ongoing compliance. No obligation, just expert guidance.
